- Providing advices on Legal issue
- Performing legal review for the Company’ contracts and agreement
- Monitoring all inward/outward official letters from/to regulator
- Updating local Law and regulation timely
- Preparing Company dossiers (under legal regulations on enterprises, insurance)
- Monitoring The Company’s Policies, Regulations & Guidelines (PRG) in line with local Law/regulation and Regional Holding Company’s PRG
- Preparing and facilitating Annual Compliance Programs;
- Communicating Compliance policies and manual to all staffs;
- Analysing and preparing compliance status reporting;
- Collating information from and following up with all divisions/branch(es) regarding compliance issues;
- Performing Compliance program activities
- Contributing to compliance promotion systems and compliance culture via training
and induction programmes;
- Monitoring robust regulatory responses to regulatory findings. This includes assistance with conducting an effective root cause analysis and horizontal review of the findings to ensure there are no repeat occurrences.
* Internal Control Program (ICP)
- Develop Annual ICP Plan
- Monitor the implementation of Annual ICP Plan and prepare quarterly ICP
- Provide Technical Support to all divisions to ensure adequate controls design and effectiveness
- Monitor status of remedial actions improvement actions for control deficiencies and prepare quarterly Deficiency Status Report (DSR) report.
- Coordinate with all divisions to design adequate internal control to meet business requirements and mitigate the Company risks.
* Working time: Monday – Friday.
- Graduate in Law, Legal, Finance & Banking or Auditing.
- English fluency
- Well understanding in law and regulation;
- Understanding on insurance business and operation;
- Excellent in interpersonal and communication skills
- At least 01 years’experience in insurance, corporate legal, compliance or professional advisory
- Please send your application by online, email or direect to:
Careerlink’s client is a Japanese insurance company based in Ha Noi.